Unclaimed Profile

John Vincent O'connor

O'CONNOR WEALTH MANAGEMENT, INC.·MONROVIA, California

Series 6, Series 7, Series 26, Series 63, Series 6619 years registeredO'CONNOR WEALTH MANAGEMENT, INC.

139 E. COLORADO BLVD, MONROVIA, CA 91016CRD# 1747463Firm CRD# 152316

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Vincent O'connor · MONROVIA, CA

Registration

CRD #1747463 · O'CONNOR WEALTH MANAGEMENT, INC. · 19 years registered

Brand Profile

Not yet started

Career History

O'CONNOR WEALTH MANAGEMENT, INC.

Jun 2012 – present

SECURITIES AMERICA ADVISORS, INC.

Jun 2009 – Nov 2009

SAN GABRIEL, CA

VALIC FINANCIAL ADVISORS, INC.

May 2009 – Jun 2009

GLENDALE, CA

SECURITIES AMERICA ADVISORS, INC.

Jan 2009 – May 2009

LAVISTA, NE

BRECEK & YOUNG ADVISORS, INC.

Jun 2007 – Jan 2009

PASADENA, CA

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 26

Series 63

Series 66

Registration record

First registered · June 26, 2007

Years registered · 19

Disclosure History

2003Employment Separation After Allegations

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

O'CONNOR WEALTH MANAGEMENT, INC.

CRD 152316 · SEC 801-131495

AUM

$154M

Regulatory assets under management

Employees

370 client accounts

Services offered by O'CONNOR WEALTH MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at O'CONNOR WEALTH MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does John Vincent O'connor offer?

John Vincent O'connor specializes in Financial Planning, Investment Management. Contact their office in MONROVIA, California for a consultation.

What are John Vincent O'connor's credentials?

John Vincent O'connor is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Vincent O'connor located?

John Vincent O'connor is based in MONROVIA, California, working with O'CONNOR WEALTH MANAGEMENT, INC.. Their office serves clients in the MONROVIA metropolitan area and surrounding communities.

How does John Vincent O'connor charge for services?

John Vincent O'connor's firm is compensated through percentage of aum, other: percentage of assets under administration. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is O'CONNOR WEALTH MANAGEMENT, INC.?

O'CONNOR WEALTH MANAGEMENT, INC. has approximately 2 employees and manages $154M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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