Unclaimed Profile

Chihhan Chen

TRANSGLOBAL ADVISORY, LLC·MONROVIA, California

Clean record6 years registeredTRANSGLOBAL ADVISORY, LLC

185 W CHESTNUT AVE, MONROVIA, CA 91016CRD# 7231850Firm CRD# 168709

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Chihhan Chen · MONROVIA, CA

Registration

CRD #7231850 · TRANSGLOBAL ADVISORY, LLC · 6 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: TRANSGLOBAL ADVISORY, LLC

TRANSGLOBAL ADVISORY, LLC

Mar 2020 – Jan 2026

MONROVIA, CA

Registrations & Exams

Registration record

First registered · March 3, 2020

Years registered · 6

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TRANSGLOBAL ADVISORY, LLC

CRD 168709 · SEC 801-129096

AUM

$40M

Regulatory assets under management

Employees

185 client accounts

Services offered by TRANSGLOBAL ADVISORY, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at TRANSGLOBAL ADVISORY, LLC →

Introduction

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Frequently Asked Questions

What services does Chihhan Chen offer?

Chihhan Chen specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are Chihhan Chen's credentials?

Chihhan Chen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Chihhan Chen located?

Chihhan Chen is based in MONROVIA, California, last registered with TRANSGLOBAL ADVISORY, LLC.

How does Chihhan Chen charge for services?

Chihhan Chen's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TRANSGLOBAL ADVISORY, LLC?

TRANSGLOBAL ADVISORY, LLC has approximately 29 employees and manages $40M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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