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TRANSGLOBAL ADVISORY, LLC
TRANSGLOBAL ADVISORY, LLC
MONROVIA, California
·
6 registered advisors
·
CRD# 168709
SEC# 801-129096
14
626-447-7888
01
Firm Overview
AUM
$40M
Regulatory assets under management
Employees
29
Total firm employees
Advisors
6
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Other
Compensation
Percentage of AUM
Subscription fees
Performance-based fees
03
Specialties
Financial Planning
Investment Management
Retirement Planning
Wealth Management
04
Advisors at TRANSGLOBAL ADVISORY, LLC
6 registered advisors
Chihhan Chen
MONROVIA, California
CRD# 7231850
Joseph Hsioh-Tsuei Lee
MONROVIA, California
CRD# 1215252
Philip Chengkuo Hu
MONROVIA, California
CRD# 2576527
Shiou-Ing Diane Liou
MONROVIA, California
CRD# 4436524
Xiaoxi Chen
MONROVIA, California
CRD# 7712972
Yong Wang
MONROVIA, California
CRD# 7336815
05
Office Locations
MONROVIA, California
6 advisors
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Data sourced from SEC Form ADV filings. TRANSGLOBAL ADVISORY, LLC (CRD# 168709) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.