Unclaimed Profile

Thomas Michael Oliveira

OLIVEIRA WEALTH, LLC·MODESTO, California

SIE, Series 6, Series 26, Series 63, Series 6521 years registeredOLIVEIRA WEALTH, LLC

810 STANDIFORD AVE, MODESTO, CA 95350CRD# 2753899Firm CRD# 315326

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Michael Oliveira · MODESTO, CA

Registration

CRD #2753899 · OLIVEIRA WEALTH, LLC · 21 years registered

Brand Profile

Not yet started

Career History

THE LEADERS GROUP, INC.

Oct 2021 – present

OLIVEIRA WEALTH

Oct 2021 – present

LPL FINANCIAL LLC

Dec 2006 – Oct 2021

MODESTO, CA

NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC

Feb 2005 – Sep 2006

MODESTO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 26

Series 63

Series 65

Registration record

First registered · February 11, 2005

Years registered · 21

Disclosure History

2010Customer Dispute·Denied

2009Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

OLIVEIRA WEALTH, LLC

CRD 315326 · SEC 801-122522

AUM

$222M

Regulatory assets under management

Employees

762 client accounts

Services offered by OLIVEIRA WEALTH, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at OLIVEIRA WEALTH, LLC →

Introduction

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Frequently Asked Questions

What services does Thomas Michael Oliveira offer?

Thomas Michael Oliveira specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MODESTO, California for a consultation.

What are Thomas Michael Oliveira's credentials?

Thomas Michael Oliveira is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Michael Oliveira located?

Thomas Michael Oliveira is based in MODESTO, California, working with OLIVEIRA WEALTH, LLC. Their office serves clients in the MODESTO metropolitan area and surrounding communities.

How does Thomas Michael Oliveira charge for services?

Thomas Michael Oliveira's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is OLIVEIRA WEALTH, LLC?

OLIVEIRA WEALTH, LLC has approximately 3 employees and manages $222M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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