Unclaimed Profile

Deidre Mraz Johnson

MRAZ, AMERINE & ASSOCIATES, INC.·MODESTO, California

Series 6, Series 7, Series 31, Series 63, Series 65Clean record19 years registeredMRAZ, AMERINE & ASSOCIATES, INC.

1120 13TH STREET, MODESTO, CA 95354CRD# 5215952Firm CRD# 158338

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Deidre Mraz Johnson · MODESTO, CA

Registration

CRD #5215952 · MRAZ, AMERINE & ASSOCIATES, INC. · 19 years registered

Brand Profile

Not yet started

Career History

MRAZ AND ASSOCIATES

Oct 2011 – present

CONCERT WEALTH MANAGEMENT

Sep 2008 – Mar 2012

MODESTO, CA

MORGAN STANLEY & CO. INCORPORATED

Oct 2007 – Aug 2008

SAN FRANCISCO, CA

MORGAN STANLEY & CO., INCORPORATED

Apr 2007 – Aug 2007

SAN FRANCISCO, CA

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 31

Series 63

Series 65

Registration record

First registered · April 30, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MRAZ, AMERINE & ASSOCIATES, INC.

CRD 158338 · SEC 801-72742

AUM

$653M

Regulatory assets under management

Employees

1,410 client accounts

Services offered by MRAZ, AMERINE & ASSOCIATES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MRAZ, AMERINE & ASSOCIATES, INC. →

Introduction

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Frequently Asked Questions

What services does Deidre Mraz Johnson offer?

Deidre Mraz Johnson specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MODESTO, California for a consultation.

What are Deidre Mraz Johnson's credentials?

Deidre Mraz Johnson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Deidre Mraz Johnson located?

Deidre Mraz Johnson is based in MODESTO, California, working with MRAZ, AMERINE & ASSOCIATES, INC.. Their office serves clients in the MODESTO metropolitan area and surrounding communities.

How does Deidre Mraz Johnson charge for services?

Deidre Mraz Johnson's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MRAZ, AMERINE & ASSOCIATES, INC.?

MRAZ, AMERINE & ASSOCIATES, INC. has approximately 8 employees and manages $653M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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