Unclaimed Profile

David Frederick Mraz

MRAZ, AMERINE & ASSOCIATES, INC.·MODESTO, California

Series 00, Series 4, Series 5, Series 12, Series 63, Series 65Clean record29 years registeredMRAZ, AMERINE & ASSOCIATES, INC.

1120 13TH STREET, MODESTO, CA 95354CRD# 809949Firm CRD# 158338

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Frederick Mraz · MODESTO, CA

Registration

CRD #809949 · MRAZ, AMERINE & ASSOCIATES, INC. · 29 years registered

Brand Profile

Not yet started

Career History

MRAZ AND ASSOCIATES

Oct 2011 – present

CONCERT WEALTH MANAGEMENT

Oct 2007 – Nov 2011

MODESTO, CA

MORGAN STANLEY & CO., INCORPORATED

Apr 2007 – Oct 2007

MODESTO, CA

MORGAN STANLEY

Jul 1997 – Apr 2007

MODESTO, CA

Registrations & Exams

FINRA examinations passed

Series 00

Series 4

Series 5

Series 12

Series 63

Series 65

Registration record

First registered · July 8, 1997

Years registered · 29

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MRAZ, AMERINE & ASSOCIATES, INC.

CRD 158338 · SEC 801-72742

AUM

$653M

Regulatory assets under management

Employees

1,410 client accounts

Services offered by MRAZ, AMERINE & ASSOCIATES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MRAZ, AMERINE & ASSOCIATES, INC. →

Introduction

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Frequently Asked Questions

What services does David Frederick Mraz offer?

David Frederick Mraz specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MODESTO, California for a consultation.

What are David Frederick Mraz's credentials?

David Frederick Mraz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Frederick Mraz located?

David Frederick Mraz is based in MODESTO, California, working with MRAZ, AMERINE & ASSOCIATES, INC.. Their office serves clients in the MODESTO metropolitan area and surrounding communities.

How does David Frederick Mraz charge for services?

David Frederick Mraz's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MRAZ, AMERINE & ASSOCIATES, INC.?

MRAZ, AMERINE & ASSOCIATES, INC. has approximately 8 employees and manages $653M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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