Unclaimed Profile

Darcy Nelson Smoot

NELSON CAPITAL MANAGEMENT, LLC·MENLO PARK, California

Series 7, Series 55, Series 63CFAClean record9 years registeredNELSON CAPITAL MANAGEMENT, LLC

545 MIDDLEFIELD ROAD, MENLO PARK, CA 94025CRD# 5667913Firm CRD# 129776

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Darcy Nelson Smoot · MENLO PARK, CA

Registration

CRD #5667913 · NELSON CAPITAL MANAGEMENT, LLC · 9 years registered

Brand Profile

Not yet started

Career History

NELSON CAPITAL MANAGEMENT, LLC

Jan 2017 – present

Registrations & Exams

FINRA examinations passed

Series 7

Series 55

Series 63

Registration record

First registered · January 24, 2017

Years registered · 9

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NELSON CAPITAL MANAGEMENT, LLC

CRD 129776 · SEC 801-62601

AUM

$638M

Regulatory assets under management

Employees

586 client accounts

Services offered by NELSON CAPITAL MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Market timing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NELSON CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Darcy Nelson Smoot offer?

Darcy Nelson Smoot specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MENLO PARK, California for a consultation.

What are Darcy Nelson Smoot's credentials?

Darcy Nelson Smoot holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Darcy Nelson Smoot located?

Darcy Nelson Smoot is based in MENLO PARK, California, working with NELSON CAPITAL MANAGEMENT, LLC. Their office serves clients in the MENLO PARK metropolitan area and surrounding communities.

How does Darcy Nelson Smoot charge for services?

Darcy Nelson Smoot's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NELSON CAPITAL MANAGEMENT, LLC?

NELSON CAPITAL MANAGEMENT, LLC has approximately 10 employees and manages $638M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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