Unclaimed Profile

Brooks Phillips Nelson

NELSON CAPITAL MANAGEMENT, LLC·MENLO PARK, California

Series 3, Series 7, Series 63, Series 65Clean record23 years registeredNELSON CAPITAL MANAGEMENT, LLC

545 MIDDLEFIELD ROAD, MENLO PARK, CA 94025CRD# 1258532Firm CRD# 129776

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brooks Phillips Nelson · MENLO PARK, CA

Registration

CRD #1258532 · NELSON CAPITAL MANAGEMENT, LLC · 23 years registered

Brand Profile

Not yet started

Career History

NELSON CAPITAL MANAGEMENT, LLC

May 2015 – present

NELSON CAPITAL MANAGEMENT

Feb 2003 – Jan 2005

PALO ALTO, CA

Registrations & Exams

FINRA examinations passed

Series 3

Series 7

Series 63

Series 65

Registration record

First registered · February 3, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NELSON CAPITAL MANAGEMENT, LLC

CRD 129776 · SEC 801-62601

AUM

$638M

Regulatory assets under management

Employees

586 client accounts

Services offered by NELSON CAPITAL MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Market timing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NELSON CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Brooks Phillips Nelson offer?

Brooks Phillips Nelson specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MENLO PARK, California for a consultation.

What are Brooks Phillips Nelson's credentials?

Brooks Phillips Nelson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brooks Phillips Nelson located?

Brooks Phillips Nelson is based in MENLO PARK, California, working with NELSON CAPITAL MANAGEMENT, LLC. Their office serves clients in the MENLO PARK metropolitan area and surrounding communities.

How does Brooks Phillips Nelson charge for services?

Brooks Phillips Nelson's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NELSON CAPITAL MANAGEMENT, LLC?

NELSON CAPITAL MANAGEMENT, LLC has approximately 10 employees and manages $638M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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