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William Carlton Anderson

AMERICAN FUNDS DISTRIBUTORS, INC.·LOS ANGELES, California
SIE, Series 6, Series 7, Series 14, Series 24, Series 51, Series 63, Series 65, Series 99TOClean record21 years registeredAMERICAN FUNDS DISTRIBUTORS, INC.
333 SOUTH HOPE STREET, LOS ANGELES, CA 90071-1406CRD# 1983972Firm CRD# 6247

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
William Carlton Anderson · LOS ANGELES, CA
Registration
CRD #1983972 · AMERICAN FUNDS DISTRIBUTORS, INC. · 21 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: AMERICAN FUNDS DISTRIBUTORS, INC.
STANTON INVESTMENT SERVICES, INC.
Oct 2004Dec 2004
PLYMOUTH, MN
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 14
Series 24
Series 51
Series 63
Series 65
Series 99TO
Registration record
First registered · October 13, 2004
Years registered · 21
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
CAPITAL CLIENT GROUP, INC.
CRD 6247 · SEC 801-77946
Employees
852
Total firm employees
Services offered by CAPITAL CLIENT GROUP, INC.
Per Form ADV
Other
Introduction

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05

Frequently Asked Questions

What services does William Carlton Anderson offer?
William Carlton Anderson is a registered financial advisor in LOS ANGELES, California.
What are William Carlton Anderson's credentials?
William Carlton Anderson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is William Carlton Anderson located?
William Carlton Anderson is based in LOS ANGELES, California, last registered with AMERICAN FUNDS DISTRIBUTORS, INC..
How does William Carlton Anderson charge for services?
William Carlton Anderson's firm is compensated through other: as agreed upon in a manner that covers registrant's costs. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is AMERICAN FUNDS DISTRIBUTORS, INC.?
AMERICAN FUNDS DISTRIBUTORS, INC. has approximately 852 employees. The firm is registered with the SEC as an investment adviser.
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