Unclaimed Profile

Vaughn Thomas Hale

CROWELL, WEEDON & CO.·LOS ANGELES, California

Series 4, Series 7, Series 12, Series 15, Series 24, Series 63, Series 6519 years registeredCROWELL, WEEDON & CO.

624 SO. GRAND AVE., SUITE 2510, LOS ANGELES, CA 90017CRD# 1025723Firm CRD# 193

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Vaughn Thomas Hale · LOS ANGELES, CA

Registration

CRD #1025723 · CROWELL, WEEDON & CO. · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CROWELL, WEEDON & CO.

CROWELL, WEEDON & CO.

May 2007 – Jul 2012

BIG BEAR LAKE, CA

WEDBUSH MORGAN SECURITIES INC.

Nov 2006 – May 2007

LAS VEGAS, NV

Registrations & Exams

FINRA examinations passed

Series 4

Series 7

Series 12

Series 15

Series 24

Series 63

Series 65

Registration record

First registered · November 3, 2006

Years registered · 19

Disclosure History

1979Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CROWELL, WEEDON & CO.

CRD 193 · SEC 801-67246

AUM

$1.0B

Regulatory assets under management

Employees

150

2,936 client accounts

Services offered by CROWELL, WEEDON & CO.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CROWELL, WEEDON & CO. →

Introduction

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Frequently Asked Questions

What services does Vaughn Thomas Hale offer?

Vaughn Thomas Hale specializes in Financial Planning, Investment Management, Wealth Management.

What are Vaughn Thomas Hale's credentials?

Vaughn Thomas Hale is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Vaughn Thomas Hale located?

Vaughn Thomas Hale is based in LOS ANGELES, California, last registered with CROWELL, WEEDON & CO..

How does Vaughn Thomas Hale charge for services?

Vaughn Thomas Hale's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CROWELL, WEEDON & CO.?

CROWELL, WEEDON & CO. has approximately 150 employees and manages $1.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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