Unclaimed Profile

Alan Miles Griffin

CROWELL, WEEDON & CO.·LOS ANGELES, California

SIE, Series 5, Series 7, Series 8, Series 9, Series 10, Series 63, Series 6530 years registeredCROWELL, WEEDON & CO.

624 SO. GRAND AVE., SUITE 2510, LOS ANGELES, CA 90017CRD# 853835Firm CRD# 193

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Alan Miles Griffin · LOS ANGELES, CA

Registration

CRD #853835 · CROWELL, WEEDON & CO. · 30 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CROWELL, WEEDON & CO.

RAYMOND JAMES & ASSOCIATES, INC.

Oct 2018 – Jul 2026

SANTA BARBARA, CA

D.A. DAVIDSON & CO.

Nov 2013 – Oct 2018

SANTA BARBARA, CA

CROWELL WEEDON & CO.

Nov 2013 – Nov 2013

SANTA BARBARA, CA

CROWELL, WEEDON & CO.

Nov 2009 – Nov 2013

SANTA BARBARA, CA

MORGAN STANLEY SMITH BARNEY LLC

Jun 2009 – Dec 2009

SANTA BARBARA, CA

CITIGROUP GLOBAL MARKETS INC.

Mar 1996 – Jun 2009

SANTA BARBARA, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 5

Series 7

Series 8

Series 9

Series 10

Series 63

Series 65

Registration record

First registered · March 18, 1996

Years registered · 30

Disclosure History

2016Customer Dispute·Settled

1999Customer Dispute·Award / Judgment

1992Customer Dispute·Settled

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CROWELL, WEEDON & CO.

CRD 193 · SEC 801-67246

AUM

$1.0B

Regulatory assets under management

Employees

150

2,936 client accounts

Services offered by CROWELL, WEEDON & CO.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CROWELL, WEEDON & CO. →

Introduction

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Frequently Asked Questions

What services does Alan Miles Griffin offer?

Alan Miles Griffin specializes in Financial Planning, Investment Management, Wealth Management.

What are Alan Miles Griffin's credentials?

Alan Miles Griffin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Alan Miles Griffin located?

Alan Miles Griffin is based in LOS ANGELES, California, last registered with CROWELL, WEEDON & CO..

How does Alan Miles Griffin charge for services?

Alan Miles Griffin's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CROWELL, WEEDON & CO.?

CROWELL, WEEDON & CO. has approximately 150 employees and manages $1.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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