Unclaimed Profile

Tom Watson Doxey

OAKWOOD CAPITAL MANAGEMENT LLC·LOS ANGELES, California

SIE, Series 6, Series 7, Series 63, Series 65Clean record28 years registeredOAKWOOD CAPITAL MANAGEMENT LLC

12121 WILSHIRE BLVD., SUITE 1250, LOS ANGELES, CA 90025CRD# 1795748Firm CRD# 108080

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Tom Watson Doxey · LOS ANGELES, CA

Registration

CRD #1795748 · OAKWOOD CAPITAL MANAGEMENT LLC · 28 years registered

Brand Profile

Not yet started

Career History

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Jul 2021 – present

OAKWOOD CAPITAL MANAGEMENT LLC

Jun 1998 – Jul 2021

LOS ANGELES, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · June 23, 1998

Years registered · 28

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

OAKWOOD CAPITAL MANAGEMENT LLC

CRD 108080 · SEC 801-55342

AUM

$922M

Regulatory assets under management

Employees

832 client accounts

Services offered by OAKWOOD CAPITAL MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at OAKWOOD CAPITAL MANAGEMENT LLC →

Introduction

Speak with Tom

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Tom is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in LOS ANGELES?

Browse all registered financial advisors in LOS ANGELES, California or claim this profile if it's yours.

Browse LOS ANGELES Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Tom Watson Doxey offer?

Tom Watson Doxey specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LOS ANGELES, California for a consultation.

What are Tom Watson Doxey's credentials?

Tom Watson Doxey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Tom Watson Doxey located?

Tom Watson Doxey is based in LOS ANGELES, California, working with OAKWOOD CAPITAL MANAGEMENT LLC. Their office serves clients in the LOS ANGELES metropolitan area and surrounding communities.

How does Tom Watson Doxey charge for services?

Tom Watson Doxey's firm is compensated through percentage of aum, other: set-up, referral, service & administration fees & fixed fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is OAKWOOD CAPITAL MANAGEMENT LLC?

OAKWOOD CAPITAL MANAGEMENT LLC has approximately 16 employees and manages $922M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →