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Thomas Lee Roley

OAKWOOD CAPITAL MANAGEMENT LLC·LOS ANGELES, California
Series 6, Series 22, Series 26, Series 39, Series 63, Series 65Clean recordOAKWOOD CAPITAL MANAGEMENT LLC
12121 WILSHIRE BLVD., SUITE 1250, LOS ANGELES, CA 90025CRD# 1320309Firm CRD# 108080

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Lee Roley · LOS ANGELES, CA
Registration
CRD #1320309 · OAKWOOD CAPITAL MANAGEMENT LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
Series 6
Series 22
Series 26
Series 39
Series 63
Series 65
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
OAKWOOD CAPITAL MANAGEMENT LLC
CRD 108080 · SEC 801-55342
AUM
$922M
Regulatory assets under management
Employees
16
832 client accounts
Services offered by OAKWOOD CAPITAL MANAGEMENT LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at OAKWOOD CAPITAL MANAGEMENT LLC →
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Frequently Asked Questions

What services does Thomas Lee Roley offer?
Thomas Lee Roley specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LOS ANGELES, California for a consultation.
What are Thomas Lee Roley's credentials?
Thomas Lee Roley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Lee Roley located?
Thomas Lee Roley is based in LOS ANGELES, California, working with OAKWOOD CAPITAL MANAGEMENT LLC. Their office serves clients in the LOS ANGELES metropolitan area and surrounding communities.
How does Thomas Lee Roley charge for services?
Thomas Lee Roley's firm is compensated through percentage of aum, other: set-up, referral, service & administration fees & fixed fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is OAKWOOD CAPITAL MANAGEMENT LLC?
OAKWOOD CAPITAL MANAGEMENT LLC has approximately 16 employees and manages $922M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at OAKWOOD CAPITAL MANAGEMENT LLC

James Mark Lyon
LOS ANGELES, CA
Nicanor Mabunga Mamaril
LOS ANGELES, CA
PFS
Tom Watson Doxey
LOS ANGELES, CA
Bruce Ansel Mandel
LOS ANGELES, CA

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Research
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