Unclaimed Profile

Thomas Wesley West

CROWELL, WEEDON & CO.·LOS ANGELES, California

SIE, Series 3, Series 7, Series 8, Series 9, Series 10, Series 63, Series 65Clean record28 years registeredCROWELL, WEEDON & CO.

624 SO. GRAND AVE., SUITE 2510, LOS ANGELES, CA 90017CRD# 1162385Firm CRD# 193

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Wesley West · LOS ANGELES, CA

Registration

CRD #1162385 · CROWELL, WEEDON & CO. · 28 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CROWELL, WEEDON & CO.

D.A. DAVIDSON & CO.

Nov 2013 – Dec 2024

PASADENA, CA

CROWELL WEEDON & CO.

Nov 2013 – Nov 2013

WEST COVINA, CA

CROWELL, WEEDON & CO.

Oct 2005 – Nov 2013

WEST COVINA, CA

WACHOVIA SECURITIES, LLC

Jul 2003 – Dec 2003

PASADENA, CA

PRUDENTIAL SECURITIES INCORPORATED

Mar 1998 – Jul 2003

PASADENA, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 8

Series 9

Series 10

Series 63

Series 65

Registration record

First registered · March 27, 1998

Years registered · 28

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CROWELL, WEEDON & CO.

CRD 193 · SEC 801-67246

AUM

$1.0B

Regulatory assets under management

Employees

150

2,936 client accounts

Services offered by CROWELL, WEEDON & CO.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CROWELL, WEEDON & CO. →

Introduction

Speak with Thomas Wesley

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Thomas Wesley is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in LOS ANGELES?

Browse all registered financial advisors in LOS ANGELES, California or claim this profile if it's yours.

Browse LOS ANGELES Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Thomas Wesley West offer?

Thomas Wesley West specializes in Financial Planning, Investment Management, Wealth Management.

What are Thomas Wesley West's credentials?

Thomas Wesley West is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Wesley West located?

Thomas Wesley West is based in LOS ANGELES, California, last registered with CROWELL, WEEDON & CO..

How does Thomas Wesley West charge for services?

Thomas Wesley West's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CROWELL, WEEDON & CO.?

CROWELL, WEEDON & CO. has approximately 150 employees and manages $1.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →