Unclaimed Profile

Teddy James Theriot

MARKS THERIOT WALSTON & COMPANY, INC.·LOS ANGELES, California

Series 6, Series 7, Series 63, Series 65Clean record24 years registeredMARKS THERIOT WALSTON & COMPANY, INC.

545 S. FIGUEROA STREET, LOS ANGELES, CA 90071CRD# 2903857Firm CRD# 152694

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Teddy James Theriot · LOS ANGELES, CA

Registration

CRD #2903857 · MARKS THERIOT WALSTON & COMPANY, INC. · 24 years registered

Brand Profile

Not yet started

Career History

BELLE RIVER CAPITAL MANAGEMENT LLC

Mar 2023 – present

THERIOT WALSTON INC.

Feb 2013 – Jul 2023

LOS ANGELES, CA

MARKS THERIOT WALSTON & COMPANY, INC.

Oct 2012 – Jul 2013

LOS ANGELES, CA

DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC.

Jul 2003 – Nov 2007

BOSTON, MA

DEUTSCHE BANK SECURITIES INC.

Oct 2001 – Nov 2007

LOS ANGELES, CA

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · October 25, 2001

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MARKS THERIOT WALSTON & COMPANY, INC.

CRD 152694 · SEC 801-71070

AUM

$74M

Regulatory assets under management

Employees

87 client accounts

Services offered by MARKS THERIOT WALSTON & COMPANY, INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at MARKS THERIOT WALSTON & COMPANY, INC. →

Introduction

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Frequently Asked Questions

What services does Teddy James Theriot offer?

Teddy James Theriot specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in LOS ANGELES, California for a consultation.

What are Teddy James Theriot's credentials?

Teddy James Theriot is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Teddy James Theriot located?

Teddy James Theriot is based in LOS ANGELES, California, working with MARKS THERIOT WALSTON & COMPANY, INC.. Their office serves clients in the LOS ANGELES metropolitan area and surrounding communities.

How does Teddy James Theriot charge for services?

Teddy James Theriot's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MARKS THERIOT WALSTON & COMPANY, INC.?

MARKS THERIOT WALSTON & COMPANY, INC. has approximately 2 employees and manages $74M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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