Unclaimed Profile

Jack Hanley Walston

MARKS THERIOT WALSTON & COMPANY, INC.·LOS ANGELES, California

Series 7, Series 63, Series 66Clean record13 years registeredMARKS THERIOT WALSTON & COMPANY, INC.

545 S. FIGUEROA STREET, LOS ANGELES, CA 90071CRD# 4012560Firm CRD# 152694

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jack Hanley Walston · LOS ANGELES, CA

Registration

CRD #4012560 · MARKS THERIOT WALSTON & COMPANY, INC. · 13 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MARKS THERIOT WALSTON & COMPANY, INC.

THERIOT WALSTON INC.

Feb 2013 – Jul 2023

LOS ANGELES, CA

MARKS THERIOT WALSTON & COMPANY, INC.

Sep 2012 – Jul 2013

LOS ANGELES, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 66

Registration record

First registered · September 29, 2012

Years registered · 13

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MARKS THERIOT WALSTON & COMPANY, INC.

CRD 152694 · SEC 801-71070

AUM

$74M

Regulatory assets under management

Employees

87 client accounts

Services offered by MARKS THERIOT WALSTON & COMPANY, INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at MARKS THERIOT WALSTON & COMPANY, INC. →

Introduction

Speak with Jack

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Jack is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in LOS ANGELES?

Browse all registered financial advisors in LOS ANGELES, California or claim this profile if it's yours.

Browse LOS ANGELES Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Jack Hanley Walston offer?

Jack Hanley Walston specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Jack Hanley Walston's credentials?

Jack Hanley Walston is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jack Hanley Walston located?

Jack Hanley Walston is based in LOS ANGELES, California, last registered with MARKS THERIOT WALSTON & COMPANY, INC..

How does Jack Hanley Walston charge for services?

Jack Hanley Walston's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MARKS THERIOT WALSTON & COMPANY, INC.?

MARKS THERIOT WALSTON & COMPANY, INC. has approximately 2 employees and manages $74M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →