Unclaimed Profile

Steven Vincent Arrigo

CROWELL, WEEDON & CO.·LOS ANGELES, California

SIE, Series 3, Series 7, Series 8, Series 9, Series 10, Series 63, Series 6529 years registeredCROWELL, WEEDON & CO.

624 SO. GRAND AVE., SUITE 2510, LOS ANGELES, CA 90017CRD# 1345186Firm CRD# 193

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven Vincent Arrigo · LOS ANGELES, CA

Registration

CRD #1345186 · CROWELL, WEEDON & CO. · 29 years registered

Brand Profile

Not yet started

Career History

D.A. DAVIDSON & CO.

Nov 2013 – present

CROWELL WEEDON & CO.

Nov 2013 – Nov 2013

NEWPORT BEACH, CA

CROWELL, WEEDON & CO.

Sep 2008 – Nov 2013

NEWPORT BEACH, CA

MORGAN STANLEY & CO. INCORPORATED

Apr 2007 – Sep 2008

SANTA ANA, CA

MORGAN STANLEY

Mar 2007 – Apr 2007

SANTA ANA, CA

UBS FINANCIAL SERVICES INC.

Jul 1997 – Mar 2007

ORANGE, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 8

Series 9

Series 10

Series 63

Series 65

Registration record

First registered · July 8, 1997

Years registered · 29

Disclosure History

2000Customer Dispute·Withdrawn

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CROWELL, WEEDON & CO.

CRD 193 · SEC 801-67246

AUM

$1.0B

Regulatory assets under management

Employees

150

2,936 client accounts

Services offered by CROWELL, WEEDON & CO.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CROWELL, WEEDON & CO. →

Introduction

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Frequently Asked Questions

What services does Steven Vincent Arrigo offer?

Steven Vincent Arrigo specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LOS ANGELES, California for a consultation.

What are Steven Vincent Arrigo's credentials?

Steven Vincent Arrigo is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven Vincent Arrigo located?

Steven Vincent Arrigo is based in LOS ANGELES, California, working with CROWELL, WEEDON & CO.. Their office serves clients in the LOS ANGELES metropolitan area and surrounding communities.

How does Steven Vincent Arrigo charge for services?

Steven Vincent Arrigo's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CROWELL, WEEDON & CO.?

CROWELL, WEEDON & CO. has approximately 150 employees and manages $1.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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