Unclaimed Profile

Roy Darryl Kaufman

KAUFMAN + BERNSTEIN, INC.·LOS ANGELES, California

KAUFMAN + BERNSTEIN, INC.

1925 CENTURY PARK EAST,, LOS ANGELES, CA 90067CRD# 4434313Firm CRD# 139370

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Roy Darryl Kaufman · LOS ANGELES, CA

Registration

CRD #4434313 · KAUFMAN + BERNSTEIN, INC.

Brand Profile

Not yet started

Disclosure history

3 disclosures on file · See FINRA BrokerCheck for full record

About

Roy Darryl Kaufman is a registered financial advisor based in LOS ANGELES, California, affiliated with KAUFMAN + BERNSTEIN, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Client Types

High Net Worth Individuals

Introduction

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Firm Overview

Firm

KAUFMAN + BERNSTEIN, INC.

AUM

$655M

Regulatory assets under management

Employees

Total firm employees

View all advisors at KAUFMAN + BERNSTEIN, INC. →

Services

Financial planning

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Background

Compensation

Hourly charges

Subscription fees

Other: 5% OF PROFESSIONAL OR GROSS INCOME

Regulatory

SEC/IARD CRD# 4434313

Firm CRD# 139370

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Roy Darryl Kaufman offer?

Roy Darryl Kaufman specializes in Financial Planning. Contact their office in LOS ANGELES, California for a consultation.

What are Roy Darryl Kaufman's credentials?

Roy Darryl Kaufman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Roy Darryl Kaufman located?

Roy Darryl Kaufman is based in LOS ANGELES, California, working with KAUFMAN + BERNSTEIN, INC.. Their office serves clients in the LOS ANGELES metropolitan area and surrounding communities.

How does Roy Darryl Kaufman charge for services?

Roy Darryl Kaufman's firm is compensated through hourly charges, subscription fees, other: 5% of professional or gross income. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KAUFMAN + BERNSTEIN, INC.?

KAUFMAN + BERNSTEIN, INC. has approximately 19 employees and manages $655M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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