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KAUFMAN + BERNSTEIN, INC.
KAUFMAN + BERNSTEIN, INC.
LOS ANGELES, California
·
2 registered advisors
·
CRD# 139370
SEC# 801-66377
310-277-1900
01
Firm Overview
AUM
$655M
Regulatory assets under management
Employees
19
Total firm employees
Advisors
2
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Publication of periodicals/newsletters
Security ratings or pricing services
Other
Compensation
Hourly charges
Subscription fees
Other: 5% OF PROFESSIONAL OR GROSS INCOME
03
Specialties
Financial Planning
04
Advisors at KAUFMAN + BERNSTEIN, INC.
2 registered advisors
Howard Marshall Bernstein
LOS ANGELES, California
CRD# 4434317
Roy Darryl Kaufman
LOS ANGELES, California
CRD# 4434313
05
Office Locations
LOS ANGELES, California
2 advisors
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Data sourced from SEC Form ADV filings. KAUFMAN + BERNSTEIN, INC. (CRD# 139370) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.