Unclaimed Profile

Rodney Charles Carlson

CROWELL, WEEDON & CO.·LOS ANGELES, California

SIE, Series 7, Series 63, Series 65CFP29 years registeredCROWELL, WEEDON & CO.

624 SO. GRAND AVE., SUITE 2510, LOS ANGELES, CA 90017CRD# 2285986Firm CRD# 193

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Rodney Charles Carlson · LOS ANGELES, CA

Registration

CRD #2285986 · CROWELL, WEEDON & CO. · 29 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CROWELL, WEEDON & CO.

D.A. DAVIDSON & CO.

Nov 2013 – Oct 2019

CARLSBAD, CA

CROWELL WEEDON & CO.

Nov 2013 – Nov 2013

CARLSBAD, CA

CROWELL, WEEDON & CO.

Jul 1997 – Nov 2013

CARLSBAD, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · July 8, 1997

Years registered · 29

Professional designation · CFP

Disclosure History

2007Customer Dispute·Closed-No Action

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CROWELL, WEEDON & CO.

CRD 193 · SEC 801-67246

AUM

$1.0B

Regulatory assets under management

Employees

150

2,936 client accounts

Services offered by CROWELL, WEEDON & CO.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CROWELL, WEEDON & CO. →

Introduction

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Frequently Asked Questions

What services does Rodney Charles Carlson offer?

Rodney Charles Carlson specializes in Financial Planning, Investment Management, Wealth Management.

What are Rodney Charles Carlson's credentials?

Rodney Charles Carlson holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Rodney Charles Carlson located?

Rodney Charles Carlson is based in LOS ANGELES, California, last registered with CROWELL, WEEDON & CO..

How does Rodney Charles Carlson charge for services?

Rodney Charles Carlson's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CROWELL, WEEDON & CO.?

CROWELL, WEEDON & CO. has approximately 150 employees and manages $1.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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