Unclaimed Profile

Robert Fitzpatrick

WESTPARK CAPITAL, INC.·LOS ANGELES, California

SIE, Series 4, Series 6TO, Series 7, Series 7TO, Series 9, Series 10, Series 14, Series 22TO, Series 24, Series 26, Series 27, Series 28, Series 39, Series 52TO, Series 53, Series 55, Series 57TO, Series 63, Series 65, Series 82TO, Series 87, Series 99TO18 years registeredWESTPARK CAPITAL, INC.

1800 CENTURY PARK EAST, LOS ANGELES, CA 90067CRD# 842159Firm CRD# 39914

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert Fitzpatrick · LOS ANGELES, CA

Registration

CRD #842159 · WESTPARK CAPITAL, INC. · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WESTPARK CAPITAL, INC.

SOURCE CAPITAL GROUP, INC.

Mar 2008 – Feb 2017

WESTPORT, CT

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 6TO

Series 7

Series 7TO

Series 9

Series 10

Series 14

Series 22TO

Series 24

Series 26

Series 27

Series 28

Series 39

Series 52TO

Series 53

Series 55

Series 57TO

Series 63

Series 65

Series 82TO

Series 87

Series 99TO

Registration record

First registered · March 24, 2008

Years registered · 18

Disclosure History

2000Customer Dispute·Award / Judgment

1997Regulatory·Final

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

WESTPARK CAPITAL, INC.

CRD 39914 · SEC 801-108275

AUM

$30M

Regulatory assets under management

Employees

200 client accounts

Services offered by WESTPARK CAPITAL, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WESTPARK CAPITAL, INC. →

Introduction

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Frequently Asked Questions

What services does Robert Fitzpatrick offer?

Robert Fitzpatrick specializes in Financial Planning, Investment Management.

What are Robert Fitzpatrick's credentials?

Robert Fitzpatrick is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert Fitzpatrick located?

Robert Fitzpatrick is based in LOS ANGELES, California, last registered with WESTPARK CAPITAL, INC..

How does Robert Fitzpatrick charge for services?

Robert Fitzpatrick's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WESTPARK CAPITAL, INC.?

WESTPARK CAPITAL, INC. has approximately 17 employees and manages $30M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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