Unclaimed Profile

Richard Paul Jr Prior

AMERICAN FUNDS DISTRIBUTORS, INC.·LOS ANGELES, California

SIE, Series 6TO, Series 7, Series 7TO, Series 26, Series 51, Series 63, Series 99TOClean recordAMERICAN FUNDS DISTRIBUTORS, INC.

333 SOUTH HOPE STREET, LOS ANGELES, CA 90071CRD# 1631735Firm CRD# 6247

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Paul Jr Prior · LOS ANGELES, CA

Registration

CRD #1631735 · AMERICAN FUNDS DISTRIBUTORS, INC.

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 6TO

Series 7

Series 7TO

Series 26

Series 51

Series 63

Series 99TO

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CAPITAL CLIENT GROUP, INC.

CRD 6247 · SEC 801-77946

Employees

852

Total firm employees

Services offered by CAPITAL CLIENT GROUP, INC.

Per Form ADV

Other

View all advisors at CAPITAL CLIENT GROUP, INC. →

Introduction

Speak with Richard Paul Jr

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Richard Paul Jr is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in LOS ANGELES?

Browse all registered financial advisors in LOS ANGELES, California or claim this profile if it's yours.

Browse LOS ANGELES Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Richard Paul Jr Prior offer?

Richard Paul Jr Prior is a registered financial advisor in LOS ANGELES, California. Contact their office for details on services offered.

What are Richard Paul Jr Prior's credentials?

Richard Paul Jr Prior is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Paul Jr Prior located?

Richard Paul Jr Prior is based in LOS ANGELES, California, working with AMERICAN FUNDS DISTRIBUTORS, INC.. Their office serves clients in the LOS ANGELES metropolitan area and surrounding communities.

How does Richard Paul Jr Prior charge for services?

Richard Paul Jr Prior's firm is compensated through other: as agreed upon in a manner that covers registrant's costs. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AMERICAN FUNDS DISTRIBUTORS, INC.?

AMERICAN FUNDS DISTRIBUTORS, INC. has approximately 852 employees. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →