Unclaimed Profile

Ralph Raymond Scott

L & S ADVISORS, INC·LOS ANGELES, California

Series 2, Series 7, Series 66Clean record29 years registeredL & S ADVISORS, INC

11766 WILSHIRE BLVD, LOS ANGELES, CA 90025CRD# 2054556Firm CRD# 140923

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ralph Raymond Scott · LOS ANGELES, CA

Registration

CRD #2054556 · L & S ADVISORS, INC · 29 years registered

Brand Profile

Not yet started

Career History

L & S ADVISORS, INC

Jan 2008 – present

FCA CORP

Nov 2005 – Jul 2006

LOS ANGELES, CA

MERRILL LYNCH PIERCE FENNER & SMITH INC.

Jul 1997 – Nov 2005

CENTURY CITY, CA

Registrations & Exams

FINRA examinations passed

Series 2

Series 7

Series 66

Registration record

First registered · July 8, 1997

Years registered · 29

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

L & S ADVISORS, INC

CRD 140923 · SEC 801-66849

AUM

$1.0B

Regulatory assets under management

Employees

1,507 client accounts

Services offered by L & S ADVISORS, INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at L & S ADVISORS, INC →

Introduction

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Frequently Asked Questions

What services does Ralph Raymond Scott offer?

Ralph Raymond Scott specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in LOS ANGELES, California for a consultation.

What are Ralph Raymond Scott's credentials?

Ralph Raymond Scott is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ralph Raymond Scott located?

Ralph Raymond Scott is based in LOS ANGELES, California, working with L & S ADVISORS, INC. Their office serves clients in the LOS ANGELES metropolitan area and surrounding communities.

How does Ralph Raymond Scott charge for services?

Ralph Raymond Scott's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is L & S ADVISORS, INC?

L & S ADVISORS, INC has approximately 15 employees and manages $1.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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