Unclaimed Profile

Michael Joseph Winn

AUDENT GLOBAL ASSET MANAGEMENT, LLC·LOS ANGELES, California

SIE, Series 6, Series 7, Series 63, Series 6526 years registeredAUDENT GLOBAL ASSET MANAGEMENT, LLC

10100 SANTA MONICA BLVD, SUITE 925, LOS ANGELES, CA 90067CRD# 2369114Firm CRD# 308166

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Joseph Winn · LOS ANGELES, CA

Registration

CRD #2369114 · AUDENT GLOBAL ASSET MANAGEMENT, LLC · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: AUDENT GLOBAL ASSET MANAGEMENT, LLC

CHARTERED WEALTH PARTNERS, LP

Mar 2026 – Apr 2026

Beverly Hills, CA

BOULEVARD FAMILY WEALTH SERVICES, LLC

Nov 2023 – Aug 2024

BEVERLY HILLS, CA

SANCTUARY ADVISORS, LLC

Aug 2021 – Mar 2023

Los Angeles, CA

AUDENT GLOBAL ASSET MANAGEMENT, LLC

Oct 2020 – Sep 2021

LOS ANGELES, CA

PRIVATE ADVISOR GROUP, LLC

Feb 2020 – Sep 2020

Los Angeles, CA

FIRST REPUBLIC INVESTMENT MANAGEMENT, INC.

Apr 2016 – Feb 2020

CENTURY CITY, CA

UBS FINANCIAL SERVICES INC.

May 2011 – May 2016

CENTURY CITY, CA

OPPENHEIMER & CO. INC.

Nov 2007 – May 2011

LOS ANGELES, CA

OPPENHEIMER ASSET MANAGEMENT

Apr 2003 – Nov 2007

NEW YORK, NY

FAHNESTOCK ASSET MANAGEMENT

Jan 2003 – Apr 2003

LOS ANGELES, CA

CIBC WORLD MARKETS CORP.

Oct 1999 – Jan 2003

LOS ANGELES, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · October 7, 1999

Years registered · 26

Disclosure History

2019Customer Dispute·Denied

2016Customer Dispute·Settled

1999Employment Separation After Allegations

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

AUDENT GLOBAL ASSET MANAGEMENT, LLC

CRD 308166 · SEC 801-118707

AUM

$578M

Regulatory assets under management

Employees

435 client accounts

Services offered by AUDENT GLOBAL ASSET MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at AUDENT GLOBAL ASSET MANAGEMENT, LLC →

Introduction

Speak with Michael

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Michael is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in LOS ANGELES?

Browse all registered financial advisors in LOS ANGELES, California or claim this profile if it's yours.

Browse LOS ANGELES Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Michael Joseph Winn offer?

Michael Joseph Winn specializes in Financial Planning, Investment Management, Retirement Planning.

What are Michael Joseph Winn's credentials?

Michael Joseph Winn is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Joseph Winn located?

Michael Joseph Winn is based in LOS ANGELES, California, last registered with AUDENT GLOBAL ASSET MANAGEMENT, LLC.

How does Michael Joseph Winn charge for services?

Michael Joseph Winn's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AUDENT GLOBAL ASSET MANAGEMENT, LLC?

AUDENT GLOBAL ASSET MANAGEMENT, LLC has approximately 5 employees and manages $578M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →