Unclaimed Profile

Keith Alan Piken

AMERICAN FUNDS DISTRIBUTORS, INC.·LOS ANGELES, California

SIE, Series 7, Series 7TO, Series 24, Series 26, Series 63, Series 65Clean record12 years registeredAMERICAN FUNDS DISTRIBUTORS, INC.

333 SOUTH HOPE STREET, LOS ANGELES, CA 90071-1406CRD# 2576730Firm CRD# 6247

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Keith Alan Piken · LOS ANGELES, CA

Registration

CRD #2576730 · AMERICAN FUNDS DISTRIBUTORS, INC. · 12 years registered

Brand Profile

Not yet started

Career History

CAPITAL CLIENT GROUP, INC.

Mar 2024 – present

CAPITAL CLIENT GROUP, INC.

Dec 2023 – present

CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.

Jul 2021 – Dec 2024

LOS ANGELES, CA

CAPITAL BANK AND TRUST COMPANY

Jan 2021 – Jul 2021

Los Angeles, CA

AMERICAN FUNDS DISTRIBUTORS, INC.

Feb 2014 – Jan 2021

LOS ANGELES, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 24

Series 26

Series 63

Series 65

Registration record

First registered · February 20, 2014

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CAPITAL CLIENT GROUP, INC.

CRD 6247 · SEC 801-77946

Employees

852

Total firm employees

Services offered by CAPITAL CLIENT GROUP, INC.

Per Form ADV

Other

View all advisors at CAPITAL CLIENT GROUP, INC. →

Introduction

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Frequently Asked Questions

What services does Keith Alan Piken offer?

Keith Alan Piken is a registered financial advisor in LOS ANGELES, California. Contact their office for details on services offered.

What are Keith Alan Piken's credentials?

Keith Alan Piken is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Keith Alan Piken located?

Keith Alan Piken is based in LOS ANGELES, California, working with AMERICAN FUNDS DISTRIBUTORS, INC.. Their office serves clients in the LOS ANGELES metropolitan area and surrounding communities.

How does Keith Alan Piken charge for services?

Keith Alan Piken's firm is compensated through other: as agreed upon in a manner that covers registrant's costs. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AMERICAN FUNDS DISTRIBUTORS, INC.?

AMERICAN FUNDS DISTRIBUTORS, INC. has approximately 852 employees. The firm is registered with the SEC as an investment adviser.

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