Unclaimed Profile

Daniel Scott Thomas

CROWELL, WEEDON & CO.·LOS ANGELES, California

SIE, Series 7, Series 8, Series 9, Series 10, Series 63, Series 6629 years registeredCROWELL, WEEDON & CO.

624 SO. GRAND AVE., SUITE 2510, LOS ANGELES, CA 90017CRD# 2195656Firm CRD# 193

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Daniel Scott Thomas · LOS ANGELES, CA

Registration

CRD #2195656 · CROWELL, WEEDON & CO. · 29 years registered

Brand Profile

Not yet started

Career History

D.A. DAVIDSON & CO.

Nov 2013 – present

CROWELL WEEDON & CO.

Nov 2013 – Nov 2013

LONG BEACH, CA

CROWELL, WEEDON & CO.

Mar 2007 – Nov 2013

LONG BEACH, CA

UBS FINANCIAL SERVICES INC.

Jul 1997 – Nov 2005

LONG BEACH, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 8

Series 9

Series 10

Series 63

Series 66

Registration record

First registered · July 8, 1997

Years registered · 29

Disclosure History

2008Customer Dispute·Settled

2005Employment Separation After Allegations

2001Customer Dispute·Denied

2000Customer Dispute·Settled

1998Customer Dispute·Settled

5 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CROWELL, WEEDON & CO.

CRD 193 · SEC 801-67246

AUM

$1.0B

Regulatory assets under management

Employees

150

2,936 client accounts

Services offered by CROWELL, WEEDON & CO.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CROWELL, WEEDON & CO. →

Introduction

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Frequently Asked Questions

What services does Daniel Scott Thomas offer?

Daniel Scott Thomas specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LOS ANGELES, California for a consultation.

What are Daniel Scott Thomas's credentials?

Daniel Scott Thomas is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Daniel Scott Thomas located?

Daniel Scott Thomas is based in LOS ANGELES, California, working with CROWELL, WEEDON & CO.. Their office serves clients in the LOS ANGELES metropolitan area and surrounding communities.

How does Daniel Scott Thomas charge for services?

Daniel Scott Thomas's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CROWELL, WEEDON & CO.?

CROWELL, WEEDON & CO. has approximately 150 employees and manages $1.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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