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Robert Joseph Sullivan

SULLIVAN & SERWITZ INVESTMENT ADVISORS INC·LOS ALTOS, California
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779 ALTOS OAKS DRIVE, LOS ALTOS, CA 94024CRD# 855582Firm CRD# 106029
01

About

Robert Joseph Sullivan is a registered financial advisor based in LOS ALTOS, California, affiliated with SULLIVAN & SERWITZ INVESTMENT ADVISORS INC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
SULLIVAN & SERWITZ INVESTMENT ADVISORS INC
SULLIVAN & SERWITZ
AUM
—
Regulatory assets under management
Employees
6
Total firm employees
View all advisors at SULLIVAN & SERWITZ INVESTMENT ADVISORS INC →
Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Market timing services
04

Background

Compensation
Percentage of AUM
Fixed fees
Subscription fees
Performance-based fees
Regulatory
SEC/IARD CRD# 855582
Firm CRD# 106029
1 disclosure on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Robert Joseph Sullivan offer?
Robert Joseph Sullivan specializes in Financial Planning, Investment Management. Contact their office in LOS ALTOS, California for a consultation.
What are Robert Joseph Sullivan's credentials?
Robert Joseph Sullivan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Robert Joseph Sullivan located?
Robert Joseph Sullivan is based in LOS ALTOS, California, working with SULLIVAN & SERWITZ INVESTMENT ADVISORS INC. Their office serves clients in the LOS ALTOS metropolitan area and surrounding communities.
How does Robert Joseph Sullivan charge for services?
Robert Joseph Sullivan's firm is compensated through percentage of aum, fixed fees, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SULLIVAN & SERWITZ INVESTMENT ADVISORS INC?
SULLIVAN & SERWITZ INVESTMENT ADVISORS INC has approximately 6 employees. The firm is registered with the SEC as an investment adviser.
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Other Advisors at SULLIVAN & SERWITZ INVESTMENT ADVISORS INC

Marshall David Serwitz
LOS ALTOS, CA

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Research
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