SULLIVAN & SERWITZ INVESTMENT ADVISORS INC

SULLIVAN & SERWITZ
LOS ALTOS, California·2 registered advisors·CRD# 106029
SEC# 801-40244650-949-2221
01

Firm Overview

AUM
—
Regulatory assets under management
Employees
6
Total firm employees
Advisors
2
Registered representatives
02

Services & Fees

Advisory Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Market timing services
Compensation
Percentage of AUM
Fixed fees
Subscription fees
Performance-based fees
03

Specialties

Financial PlanningInvestment Management
04

Advisors at SULLIVAN & SERWITZ INVESTMENT ADVISORS INC

2 registered advisors
Marshall David Serwitz
LOS ALTOS, California
Robert Joseph Sullivan
LOS ALTOS, California
05

Office Locations

LOS ALTOS, California
2 advisors

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Data sourced from SEC Form ADV filings. SULLIVAN & SERWITZ INVESTMENT ADVISORS INC (CRD# 106029) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.