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Marshall David Serwitz

SULLIVAN & SERWITZ INVESTMENT ADVISORS INC·LOS ALTOS, California
SULLIVAN & SERWITZ INVESTMENT ADVISORS INC
779 ALTOS OAKS DRIVE, LOS ALTOS, CA 94024CRD# 1987263Firm CRD# 106029

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Marshall David Serwitz · LOS ALTOS, CA
Registration
CRD #1987263 · SULLIVAN & SERWITZ INVESTMENT ADVISORS INC
Brand Profile
Not yet started
Disclosure history
1 disclosure on file · See FINRA BrokerCheck for full record
01

About

Marshall David Serwitz is a registered financial advisor based in LOS ALTOS, California, affiliated with SULLIVAN & SERWITZ INVESTMENT ADVISORS INC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
SULLIVAN & SERWITZ INVESTMENT ADVISORS INC
SULLIVAN & SERWITZ
AUM
—
Regulatory assets under management
Employees
6
Total firm employees
View all advisors at SULLIVAN & SERWITZ INVESTMENT ADVISORS INC →
Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Market timing services
04

Background

Compensation
Percentage of AUM
Fixed fees
Subscription fees
Performance-based fees
Regulatory
SEC/IARD CRD# 1987263
Firm CRD# 106029
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Marshall David Serwitz offer?
Marshall David Serwitz specializes in Financial Planning, Investment Management. Contact their office in LOS ALTOS, California for a consultation.
What are Marshall David Serwitz's credentials?
Marshall David Serwitz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Marshall David Serwitz located?
Marshall David Serwitz is based in LOS ALTOS, California, working with SULLIVAN & SERWITZ INVESTMENT ADVISORS INC. Their office serves clients in the LOS ALTOS metropolitan area and surrounding communities.
How does Marshall David Serwitz charge for services?
Marshall David Serwitz's firm is compensated through percentage of aum, fixed fees, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SULLIVAN & SERWITZ INVESTMENT ADVISORS INC?
SULLIVAN & SERWITZ INVESTMENT ADVISORS INC has approximately 6 employees. The firm is registered with the SEC as an investment adviser.
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Other Advisors at SULLIVAN & SERWITZ INVESTMENT ADVISORS INC

Robert Joseph Sullivan
LOS ALTOS, CA

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Research
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