Unclaimed Profile

Richard Allen Glaze

GLAZE CAPITAL MANAGEMENT, INC.·LOS ALTOS, California

SIE, Series 7, Series 24, Series 63, Series 65Clean record29 years registeredGLAZE CAPITAL MANAGEMENT, INC.

4962 EL CAMINO REAL, LOS ALTOS, CA 94022CRD# 1174622Firm CRD# 111885

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Allen Glaze · LOS ALTOS, CA

Registration

CRD #1174622 · GLAZE CAPITAL MANAGEMENT, INC. · 29 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: GLAZE CAPITAL MANAGEMENT, INC.

MORGAN STANLEY

Jul 2012 – Oct 2023

Nashville, TN

GLAZE CAPITAL MANAGEMENT, INC.

May 1997 – Aug 2012

LOS ALTOS, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · May 14, 1997

Years registered · 29

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GLAZE CAPITAL MANAGEMENT, INC.

CRD 111885 · SEC 801-54266

AUM

$96M

Regulatory assets under management

Employees

257 client accounts

Services offered by GLAZE CAPITAL MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at GLAZE CAPITAL MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Richard Allen Glaze offer?

Richard Allen Glaze specializes in Financial Planning, Investment Management, Wealth Management.

What are Richard Allen Glaze's credentials?

Richard Allen Glaze is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Allen Glaze located?

Richard Allen Glaze is based in LOS ALTOS, California, last registered with GLAZE CAPITAL MANAGEMENT, INC..

How does Richard Allen Glaze charge for services?

Richard Allen Glaze's firm is compensated through percentage of aum, hourly charges, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GLAZE CAPITAL MANAGEMENT, INC.?

GLAZE CAPITAL MANAGEMENT, INC. has approximately 1 employees and manages $96M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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