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Richard Allen Glaze

GLAZE CAPITAL MANAGEMENT, INC.·LOS ALTOS, California
Clean recordGLAZE CAPITAL MANAGEMENT, INC.
4962 EL CAMINO REAL, LOS ALTOS, CA 94022CRD# 1174622Firm CRD# 111885

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Richard Allen Glaze · LOS ALTOS, CA
Registration
CRD #1174622 · GLAZE CAPITAL MANAGEMENT, INC.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Richard Allen Glaze is a registered financial advisor based in LOS ALTOS, California, affiliated with GLAZE CAPITAL MANAGEMENT, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
GLAZE CAPITAL MANAGEMENT, INC.
GLAZE CAPITAL MANAGEMENT, INC.
AUM
$96M
Regulatory assets under management
Employees
1
Total firm employees
View all advisors at GLAZE CAPITAL MANAGEMENT, INC. →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Commissions
Regulatory
SEC/IARD CRD# 1174622
Firm CRD# 111885
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Richard Allen Glaze offer?
Richard Allen Glaze specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LOS ALTOS, California for a consultation.
What are Richard Allen Glaze's credentials?
Richard Allen Glaze is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard Allen Glaze located?
Richard Allen Glaze is based in LOS ALTOS, California, working with GLAZE CAPITAL MANAGEMENT, INC.. Their office serves clients in the LOS ALTOS metropolitan area and surrounding communities.
How does Richard Allen Glaze charge for services?
Richard Allen Glaze's firm is compensated through percentage of aum, hourly charges, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is GLAZE CAPITAL MANAGEMENT, INC.?
GLAZE CAPITAL MANAGEMENT, INC. has approximately 1 employees and manages $96M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at GLAZE CAPITAL MANAGEMENT, INC.

Thomas Andrew Glaze
LOS ALTOS, CA

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Research
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