Unclaimed Profile

Gary William Sherwold

G.W. SHERWOLD ASSOCIATES, INC.·LAKE FOREST, California

SIE, Series 7, Series 14, Series 24, Series 27, Series 63, Series 99TO32 years registeredG.W. SHERWOLD ASSOCIATES, INC.

22994 EL TORO RD, LAKE FOREST, CA 92630CRD# 1353782Firm CRD# 42186

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gary William Sherwold · LAKE FOREST, CA

Registration

CRD #1353782 · G.W. SHERWOLD ASSOCIATES, INC. · 32 years registered

Brand Profile

Not yet started

Career History

G.W. SHERWOLD ASSOCIATES, INC.

Jul 1994 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 14

Series 24

Series 27

Series 63

Series 99TO

Registration record

First registered · July 26, 1994

Years registered · 32

Disclosure History

2016Customer Dispute·Settled

2015Customer Dispute·Closed-No Action

2012Customer Dispute·Settled

2009Customer Dispute·Settled

2002Customer Dispute·Closed-No Action

1994Customer Dispute·Settled

6 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

G.W. SHERWOLD ASSOCIATES, INC.

CRD 42186 · SEC 801-118949

AUM

$377M

Regulatory assets under management

Employees

766 client accounts

Services offered by G.W. SHERWOLD ASSOCIATES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at G.W. SHERWOLD ASSOCIATES, INC. →

Introduction

Speak with Gary William

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Gary William is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in LAKE FOREST?

Browse all registered financial advisors in LAKE FOREST, California or claim this profile if it's yours.

Browse LAKE FOREST Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Gary William Sherwold offer?

Gary William Sherwold specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LAKE FOREST, California for a consultation.

What are Gary William Sherwold's credentials?

Gary William Sherwold is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gary William Sherwold located?

Gary William Sherwold is based in LAKE FOREST, California, working with G.W. SHERWOLD ASSOCIATES, INC.. Their office serves clients in the LAKE FOREST metropolitan area and surrounding communities.

How does Gary William Sherwold charge for services?

Gary William Sherwold's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is G.W. SHERWOLD ASSOCIATES, INC.?

G.W. SHERWOLD ASSOCIATES, INC. has approximately 3 employees and manages $377M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →