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David Laurance Herman

CYPRESS POINT FINANCIAL ADVISORS, LLC·LAFAYETTE, California
SIE, Series 6, Series 7, Series 24, Series 63, Series 66, Series 99TOClean record23 years registeredCYPRESS POINT FINANCIAL ADVISORS, LLC
1007 OAK HILL RD., SUITE B, LAFAYETTE, CA 94549CRD# 2542793Firm CRD# 169376

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
David Laurance Herman · LAFAYETTE, CA
Registration
CRD #2542793 · CYPRESS POINT FINANCIAL ADVISORS, LLC · 23 years registered
Brand Profile
Not yet started
01

Career History

CYPRESS POINT FINANCIAL ADVISORS
Nov 2013 – present
LPL FINANCIAL LLC
Jun 2004 – Oct 2013
LAFAYETTE, CA
VALIC FINANCIAL ADVISORS, INC.
Jul 2003 – Jun 2004
SAN MATEO, CA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 24
Series 63
Series 66
Series 99TO
Registration record
First registered · July 2, 2003
Years registered · 23
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
CYPRESS POINT FINANCIAL ADVISORS, LLC
CRD 169376 · SEC 801-78703
AUM
$23M
Regulatory assets under management
Employees
1
52 client accounts
Services offered by CYPRESS POINT FINANCIAL ADVISORS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at CYPRESS POINT FINANCIAL ADVISORS, LLC →
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05

Frequently Asked Questions

What services does David Laurance Herman offer?
David Laurance Herman specializes in Financial Planning, Investment Management. Contact their office in LAFAYETTE, California for a consultation.
What are David Laurance Herman's credentials?
David Laurance Herman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David Laurance Herman located?
David Laurance Herman is based in LAFAYETTE, California, working with CYPRESS POINT FINANCIAL ADVISORS, LLC. Their office serves clients in the LAFAYETTE metropolitan area and surrounding communities.
How does David Laurance Herman charge for services?
David Laurance Herman's firm is compensated through percentage of aum, hourly charges, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CYPRESS POINT FINANCIAL ADVISORS, LLC?
CYPRESS POINT FINANCIAL ADVISORS, LLC has approximately 1 employees and manages $23M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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