Unclaimed Profile

Michael David Gonzales

FIG WEALTH, LLC·LAFAYETTE, California

SIE, Series 7, Series 63, Series 65Clean record4 years registeredFIG WEALTH, LLC

3466 MT. DIABLO BLVD., LAFAYETTE, CA 94549CRD# 5201145Firm CRD# 318369

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael David Gonzales · LAFAYETTE, CA

Registration

CRD #5201145 · FIG WEALTH, LLC · 4 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FIG WEALTH, LLC

GLOBAL ASSETS ADVISORY, LLC

Sep 2021 – Feb 2022

LAFAYETTE, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · September 8, 2021

Years registered · 4

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FIG WEALTH, LLC

CRD 318369 · SEC 801-123159

AUM

$242M

Regulatory assets under management

Employees

532 client accounts

Services offered by FIG WEALTH, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at FIG WEALTH, LLC →

Introduction

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Frequently Asked Questions

What services does Michael David Gonzales offer?

Michael David Gonzales specializes in Investment Management, Wealth Management.

What are Michael David Gonzales's credentials?

Michael David Gonzales is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael David Gonzales located?

Michael David Gonzales is based in LAFAYETTE, California, last registered with FIG WEALTH, LLC.

How does Michael David Gonzales charge for services?

Michael David Gonzales's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIG WEALTH, LLC?

FIG WEALTH, LLC has approximately 6 employees and manages $242M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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