Unclaimed Profile

Robert James Garner

GARNER FINANCIAL MANAGEMENT, INC.·LAFAYETTE, California

Series 7, Series 63Clean record14 years registeredGARNER FINANCIAL MANAGEMENT, INC.

3620 HAPPY VALLEY ROAD, LAFAYETTE, CA 94549CRD# 2494037Firm CRD# 131628

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert James Garner · LAFAYETTE, CA

Registration

CRD #2494037 · GARNER FINANCIAL MANAGEMENT, INC. · 14 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: GARNER FINANCIAL MANAGEMENT, INC.

GARNER FINANCIAL MANAGEMENT

Jun 2012 – Sep 2021

LAFAYETTE, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Registration record

First registered · June 13, 2012

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GARNER FINANCIAL MANAGEMENT, INC.

CRD 131628 · SEC 801-79008

AUM

$136M

Regulatory assets under management

Employees

327 client accounts

Services offered by GARNER FINANCIAL MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at GARNER FINANCIAL MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Robert James Garner offer?

Robert James Garner specializes in Financial Planning, Investment Management.

What are Robert James Garner's credentials?

Robert James Garner is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert James Garner located?

Robert James Garner is based in LAFAYETTE, California, last registered with GARNER FINANCIAL MANAGEMENT, INC..

How does Robert James Garner charge for services?

Robert James Garner's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GARNER FINANCIAL MANAGEMENT, INC.?

GARNER FINANCIAL MANAGEMENT, INC. has approximately 2 employees and manages $136M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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