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Brian Joseph Pawlowicz

ORINDA ASSET MANAGEMENT LLC·LAFAYETTE, California
SIE, Series 3, Series 7, Series 66ChFCClean record4 years registeredORINDA ASSET MANAGEMENT LLC
3658 MT DIABLO BLVD STE 220, LAFAYETTE, CA 94549-4006CRD# 3096342Firm CRD# 154908

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Brian Joseph Pawlowicz · LAFAYETTE, CA
Registration
CRD #3096342 · ORINDA ASSET MANAGEMENT LLC · 4 years registered
Brand Profile
Not yet started
01

Career History

FIRST TRUST ADVISORS LP
Jul 2023 – present
FIRST TRUST PORTFOLIOS L.P.
Mar 2022 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 3
Series 7
Series 66
Registration record
First registered · March 28, 2022
Years registered · 4
Professional designation · ChFC
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
ORINDA ASSET MANAGEMENT LLC
CRD 154908 · SEC 801-72126
AUM
$171M
Regulatory assets under management
Employees
6
1 client accounts
Services offered by ORINDA ASSET MANAGEMENT LLC
Per Form ADV
Portfolio management (pooled investments)
Other
Client types served by the firm
Per Form ADV
Institutional Investors
View all advisors at ORINDA ASSET MANAGEMENT LLC →
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05

Frequently Asked Questions

What services does Brian Joseph Pawlowicz offer?
Brian Joseph Pawlowicz specializes in Investment Management. Contact their office in LAFAYETTE, California for a consultation.
What are Brian Joseph Pawlowicz's credentials?
Brian Joseph Pawlowicz holds the following professional designations: ChFC. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Brian Joseph Pawlowicz located?
Brian Joseph Pawlowicz is based in LAFAYETTE, California, working with ORINDA ASSET MANAGEMENT LLC. Their office serves clients in the LAFAYETTE metropolitan area and surrounding communities.
How does Brian Joseph Pawlowicz charge for services?
Brian Joseph Pawlowicz's firm is compensated through percentage of aum, other: marketing support services fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ORINDA ASSET MANAGEMENT LLC?
ORINDA ASSET MANAGEMENT LLC has approximately 6 employees and manages $171M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at ORINDA ASSET MANAGEMENT LLC

Craig Martin Kirkpatrick
LAFAYETTE, CA

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