Unclaimed Profile

Adam Daniel Gallegos

FIG WEALTH, LLC·LAFAYETTE, California

SIE, Series 3, Series 7, Series 30, Series 66Clean record8 years registeredFIG WEALTH, LLC

3466 MT. DIABLO BLVD., LAFAYETTE, CA 94549CRD# 4444399Firm CRD# 318369

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Adam Daniel Gallegos · LAFAYETTE, CA

Registration

CRD #4444399 · FIG WEALTH, LLC · 8 years registered

Brand Profile

Not yet started

Career History

CHAUNER SECURITIES, INC.

Mar 2022 – present

THE FOUNDATION INVESTMENT GROUP

Mar 2022 – present

GLOBAL ASSETS ADVISORY, LLC

Feb 2021 – Mar 2022

LAFAYETTE, CA

COMMONWEALTH FINANCIAL NETWORK

Oct 2017 – Feb 2021

Lafayette, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 30

Series 66

Registration record

First registered · October 12, 2017

Years registered · 8

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FIG WEALTH, LLC

CRD 318369 · SEC 801-123159

AUM

$242M

Regulatory assets under management

Employees

532 client accounts

Services offered by FIG WEALTH, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at FIG WEALTH, LLC →

Introduction

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Frequently Asked Questions

What services does Adam Daniel Gallegos offer?

Adam Daniel Gallegos specializes in Investment Management, Wealth Management. Contact their office in LAFAYETTE, California for a consultation.

What are Adam Daniel Gallegos's credentials?

Adam Daniel Gallegos is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Adam Daniel Gallegos located?

Adam Daniel Gallegos is based in LAFAYETTE, California, working with FIG WEALTH, LLC. Their office serves clients in the LAFAYETTE metropolitan area and surrounding communities.

How does Adam Daniel Gallegos charge for services?

Adam Daniel Gallegos's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIG WEALTH, LLC?

FIG WEALTH, LLC has approximately 6 employees and manages $242M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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