Unclaimed Profile

Theodore T Tu

COASTEDGE PARTNERS, LLC·LA JOLLA, California

Series 3, Series 7, Series 63Clean record16 years registeredCOASTEDGE PARTNERS, LLC

888 PROSPECT ST., LA JOLLA, CA 92037CRD# 2074409Firm CRD# 149685

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Theodore T Tu · LA JOLLA, CA

Registration

CRD #2074409 · COASTEDGE PARTNERS, LLC · 16 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: COASTEDGE PARTNERS, LLC

COASTEDGE PARTNERS, LLC

Nov 2010 – Jul 2022

LA JOLLA, CA

LPL FINANCIAL CORPORATION

Sep 2009 – Jul 2010

SAN DIEGO, CA

Registrations & Exams

FINRA examinations passed

Series 3

Series 7

Series 63

Registration record

First registered · September 11, 2009

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

COASTEDGE PARTNERS, LLC

CRD 149685 · SEC 801-70877

AUM

$1.7B

Regulatory assets under management

Employees

1,070 client accounts

Services offered by COASTEDGE PARTNERS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at COASTEDGE PARTNERS, LLC →

Introduction

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Frequently Asked Questions

What services does Theodore T Tu offer?

Theodore T Tu specializes in Financial Planning, Investment Management, Retirement Planning.

What are Theodore T Tu's credentials?

Theodore T Tu is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Theodore T Tu located?

Theodore T Tu is based in LA JOLLA, California, last registered with COASTEDGE PARTNERS, LLC.

How does Theodore T Tu charge for services?

Theodore T Tu's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COASTEDGE PARTNERS, LLC?

COASTEDGE PARTNERS, LLC has approximately 17 employees and manages $1.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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