Unclaimed Profile

Roberto Roman

MGO PRIVATE WEALTH, LLC·IRVINE, California

Clean recordMGO PRIVATE WEALTH, LLC

111 PACIFICA, IRVINE, CA 92618CRD# 4609381Firm CRD# 283909

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Roberto Roman · IRVINE, CA

Registration

CRD #4609381 · MGO PRIVATE WEALTH, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Roberto Roman is a registered financial advisor based in IRVINE, California, affiliated with MGO PRIVATE WEALTH, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Wealth Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

MGO PRIVATE WEALTH, LLC

AUM

$288M

Regulatory assets under management

Employees

Total firm employees

View all advisors at MGO PRIVATE WEALTH, LLC →

Services

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Subscription fees

Regulatory

SEC/IARD CRD# 4609381

Firm CRD# 283909

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Roberto Roman offer?

Roberto Roman specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in IRVINE, California for a consultation.

What are Roberto Roman's credentials?

Roberto Roman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Roberto Roman located?

Roberto Roman is based in IRVINE, California, working with MGO PRIVATE WEALTH, LLC. Their office serves clients in the IRVINE metropolitan area and surrounding communities.

How does Roberto Roman charge for services?

Roberto Roman's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MGO PRIVATE WEALTH, LLC?

MGO PRIVATE WEALTH, LLC has approximately 4 employees and manages $288M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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