Unclaimed Profile

Darren Scott Northam

CLAY NORTHAM WEALTH MANAGEMENT, LLC·HUNTINGTON BEACH, California

Series 6, Series 7, Series 24, Series 26, Series 63, Series 65CFP24 years registeredCLAY NORTHAM WEALTH MANAGEMENT, LLC

16400 PACIFIC COAST HIGHWAY, HUNTINGTON BEACH, CA 92649CRD# 2765202Firm CRD# 159002

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Darren Scott Northam · HUNTINGTON BEACH, CA

Registration

CRD #2765202 · CLAY NORTHAM WEALTH MANAGEMENT, LLC · 24 years registered

Brand Profile

Not yet started

Career History

CLAY NORTHAM WEALTH MANAGEMENT

Oct 2011 – present

LPL FINANCIAL LLC

Oct 2006 – Nov 2011

SEAL BEACH, CA

PRUDENTIAL FINANCIAL PLANNING SERVICES

Feb 2002 – Oct 2006

SEAL BEACH, CA

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 24

Series 26

Series 63

Series 65

Registration record

First registered · February 11, 2002

Years registered · 24

Professional designation · CFP

Disclosure History

2010Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CLAY NORTHAM WEALTH MANAGEMENT, LLC

CRD 159002 · SEC 801-110283

AUM

$249M

Regulatory assets under management

Employees

1,059 client accounts

Services offered by CLAY NORTHAM WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CLAY NORTHAM WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Darren Scott Northam offer?

Darren Scott Northam specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in HUNTINGTON BEACH, California for a consultation.

What are Darren Scott Northam's credentials?

Darren Scott Northam holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Darren Scott Northam located?

Darren Scott Northam is based in HUNTINGTON BEACH, California, working with CLAY NORTHAM WEALTH MANAGEMENT, LLC. Their office serves clients in the HUNTINGTON BEACH metropolitan area and surrounding communities.

How does Darren Scott Northam charge for services?

Darren Scott Northam's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CLAY NORTHAM WEALTH MANAGEMENT, LLC?

CLAY NORTHAM WEALTH MANAGEMENT, LLC has approximately 2 employees and manages $249M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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