Unclaimed Profile

Theodore Knox Gregory

GREGORY ADVISORS INCORPORATED·HUNTINGTON BEACH, California

Series 6, Series 7, Series 24, Series 63, Series 65Clean record29 years registeredGREGORY ADVISORS INCORPORATED

7755 CENTER AVENUE, SUITE 1100, HUNTINGTON BEACH, CA 92647CRD# 1080864Firm CRD# 112537

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Theodore Knox Gregory · HUNTINGTON BEACH, CA

Registration

CRD #1080864 · GREGORY ADVISORS INCORPORATED · 29 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: GREGORY ADVISORS INCORPORATED

GREGORY ADVISORS INC.

Feb 2002 – Jul 2017

HUNTINGTON BEACH, CA

ROYAL ALLIANCE ASSOCIATES, INC.

Jul 1997 – Sep 2007

HUNTINGTON BEACH, CA

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · July 8, 1997

Years registered · 29

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GREGORY ADVISORS INCORPORATED

CRD 112537 · SEC 801-67318

AUM

$26M

Regulatory assets under management

Employees

57 client accounts

Services offered by GREGORY ADVISORS INCORPORATED

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at GREGORY ADVISORS INCORPORATED →

Introduction

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Frequently Asked Questions

What services does Theodore Knox Gregory offer?

Theodore Knox Gregory specializes in Financial Planning, Investment Management.

What are Theodore Knox Gregory's credentials?

Theodore Knox Gregory is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Theodore Knox Gregory located?

Theodore Knox Gregory is based in HUNTINGTON BEACH, California, last registered with GREGORY ADVISORS INCORPORATED.

How does Theodore Knox Gregory charge for services?

Theodore Knox Gregory's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GREGORY ADVISORS INCORPORATED?

GREGORY ADVISORS INCORPORATED has approximately 1 employees and manages $26M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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