Unclaimed Profile

Mary Katherine Gregory

GREGORY ADVISORS INCORPORATED·HUNTINGTON BEACH, California

Series 7, Series 24, Series 63, Series 66Clean record24 years registeredGREGORY ADVISORS INCORPORATED

7755 CENTER AVENUE, SUITE 1100, HUNTINGTON BEACH, CA 92647CRD# 2418671Firm CRD# 112537

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mary Katherine Gregory · HUNTINGTON BEACH, CA

Registration

CRD #2418671 · GREGORY ADVISORS INCORPORATED · 24 years registered

Brand Profile

Not yet started

Career History

RAI WEALTH MANAGEMENT

Oct 2020 – present

GREGORY ADVISORS INC.

Feb 2002 – present

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Series 66

Registration record

First registered · February 11, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GREGORY ADVISORS INCORPORATED

CRD 112537 · SEC 801-67318

AUM

$26M

Regulatory assets under management

Employees

57 client accounts

Services offered by GREGORY ADVISORS INCORPORATED

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at GREGORY ADVISORS INCORPORATED →

Introduction

Speak with Mary

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Mary is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in HUNTINGTON BEACH?

Browse all registered financial advisors in HUNTINGTON BEACH, California or claim this profile if it's yours.

Browse HUNTINGTON BEACH Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Mary Katherine Gregory offer?

Mary Katherine Gregory specializes in Financial Planning, Investment Management. Contact their office in HUNTINGTON BEACH, California for a consultation.

What are Mary Katherine Gregory's credentials?

Mary Katherine Gregory is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mary Katherine Gregory located?

Mary Katherine Gregory is based in HUNTINGTON BEACH, California, working with GREGORY ADVISORS INCORPORATED. Their office serves clients in the HUNTINGTON BEACH metropolitan area and surrounding communities.

How does Mary Katherine Gregory charge for services?

Mary Katherine Gregory's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GREGORY ADVISORS INCORPORATED?

GREGORY ADVISORS INCORPORATED has approximately 1 employees and manages $26M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →