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James Bowen Smith

WALPOLE FINANCIAL ADVISORS, LLC·GOLETA, California
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70 SANTA FELICIA DRIVE, GOLETA, CA 93117CRD# 6705981Firm CRD# 135834
01

About

James Bowen Smith is a registered financial advisor based in GOLETA, California, affiliated with WALPOLE FINANCIAL ADVISORS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
WALPOLE FINANCIAL ADVISORS, LLC
WALPOLE FINANCIAL ADVISORS, LLC
AUM
$281M
Regulatory assets under management
Employees
7
Total firm employees
View all advisors at WALPOLE FINANCIAL ADVISORS, LLC →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 6705981
Firm CRD# 135834
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does James Bowen Smith offer?
James Bowen Smith specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in GOLETA, California for a consultation.
What are James Bowen Smith's credentials?
James Bowen Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Bowen Smith located?
James Bowen Smith is based in GOLETA, California, working with WALPOLE FINANCIAL ADVISORS, LLC. Their office serves clients in the GOLETA metropolitan area and surrounding communities.
How does James Bowen Smith charge for services?
James Bowen Smith's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WALPOLE FINANCIAL ADVISORS, LLC?
WALPOLE FINANCIAL ADVISORS, LLC has approximately 7 employees and manages $281M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in GOLETA
Christopher Hughes Thomas — VERICIMETRY ADVISORS LLCRichard Elliott Smith — VERICIMETRY ADVISORS LLCRobin Sheryl Angel — VERICIMETRY ADVISORS LLCGlenn Robert Silcott — VERICIMETRY ADVISORS LLCJean Albertha Smith — WALPOLE FINANCIAL ADVISORS, LLC
Nearby cities in California
SAN FRANCISCO (3797)LOS ANGELES (2042)MENLO PARK (796)SAN DIEGO (729)PALO ALTO (715)
City Guides
SAN FRANCISCO GuideLOS ANGELES GuideMENLO PARK GuideSAN DIEGO GuidePALO ALTO Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
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