WALPOLE FINANCIAL ADVISORS, LLC

GOLETA, California·3 registered advisors·CRD# 135834
SEC# 801-792840805-845-6587
01

Firm Overview

AUM
$281M
Regulatory assets under management
Employees
7
Total firm employees
Advisors
3
Registered representatives
02

Services & Fees

Advisory Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Compensation
Percentage of AUM
Subscription fees
03

Specialties

Financial PlanningInvestment ManagementWealth Management
04

Advisors at WALPOLE FINANCIAL ADVISORS, LLC

3 registered advisors
James Bowen Smith
GOLETA, California
Jean Albertha Smith
GOLETA, California
Yusuf Abiola Balogun
GOLETA, California
05

Office Locations

GOLETA, California
3 advisors

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Data sourced from SEC Form ADV filings. WALPOLE FINANCIAL ADVISORS, LLC (CRD# 135834) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.