Unclaimed Profile

Yusuf Abiola Balogun

WALPOLE FINANCIAL ADVISORS, LLC·GOLETA, California

Series 65Clean record14 years registeredWALPOLE FINANCIAL ADVISORS, LLC

70 SANTA FELICIA DRIVE, GOLETA, CA 93117CRD# 5747592Firm CRD# 135834

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Yusuf Abiola Balogun · GOLETA, CA

Registration

CRD #5747592 · WALPOLE FINANCIAL ADVISORS, LLC · 14 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WALPOLE FINANCIAL ADVISORS, LLC

PLATFORM WEALTH ADVISORS

Apr 2024 – Mar 2026

GOLETA, CA

WALPOLE FINANCIAL ADVISORS, LLC

Mar 2012 – Apr 2024

GOLETA, CA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · March 12, 2012

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WALPOLE FINANCIAL ADVISORS, LLC

CRD 135834 · SEC 801-79284

AUM

$281M

Regulatory assets under management

Employees

457 client accounts

Services offered by WALPOLE FINANCIAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WALPOLE FINANCIAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Yusuf Abiola Balogun offer?

Yusuf Abiola Balogun specializes in Financial Planning, Investment Management, Wealth Management.

What are Yusuf Abiola Balogun's credentials?

Yusuf Abiola Balogun is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Yusuf Abiola Balogun located?

Yusuf Abiola Balogun is based in GOLETA, California, last registered with WALPOLE FINANCIAL ADVISORS, LLC.

How does Yusuf Abiola Balogun charge for services?

Yusuf Abiola Balogun's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WALPOLE FINANCIAL ADVISORS, LLC?

WALPOLE FINANCIAL ADVISORS, LLC has approximately 7 employees and manages $281M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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