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Jean Albertha Smith

WALPOLE FINANCIAL ADVISORS, LLC·GOLETA, California
Unclaimed Profile
70 SANTA FELICIA DRIVE, GOLETA, CA 93117CRD# 4266275Firm CRD# 135834
01

About

Jean Albertha Smith is a registered financial advisor based in GOLETA, California, affiliated with WALPOLE FINANCIAL ADVISORS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
WALPOLE FINANCIAL ADVISORS, LLC
WALPOLE FINANCIAL ADVISORS, LLC
AUM
$281M
Regulatory assets under management
Employees
7
Total firm employees
View all advisors at WALPOLE FINANCIAL ADVISORS, LLC →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 4266275
Firm CRD# 135834
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Jean Albertha Smith offer?
Jean Albertha Smith specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in GOLETA, California for a consultation.
What are Jean Albertha Smith's credentials?
Jean Albertha Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Jean Albertha Smith located?
Jean Albertha Smith is based in GOLETA, California, working with WALPOLE FINANCIAL ADVISORS, LLC. Their office serves clients in the GOLETA metropolitan area and surrounding communities.
How does Jean Albertha Smith charge for services?
Jean Albertha Smith's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WALPOLE FINANCIAL ADVISORS, LLC?
WALPOLE FINANCIAL ADVISORS, LLC has approximately 7 employees and manages $281M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in California
SAN FRANCISCO (3797)LOS ANGELES (2042)MENLO PARK (796)SAN DIEGO (729)PALO ALTO (715)
City Guides
SAN FRANCISCO GuideLOS ANGELES GuideMENLO PARK GuideSAN DIEGO GuidePALO ALTO Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
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