Unclaimed Profile

Jean Albertha Smith

WALPOLE FINANCIAL ADVISORS, LLC·GOLETA, California

Clean recordWALPOLE FINANCIAL ADVISORS, LLC

70 SANTA FELICIA DRIVE, GOLETA, CA 93117CRD# 4266275Firm CRD# 135834

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jean Albertha Smith · GOLETA, CA

Registration

CRD #4266275 · WALPOLE FINANCIAL ADVISORS, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Jean Albertha Smith is a registered financial advisor based in GOLETA, California, affiliated with WALPOLE FINANCIAL ADVISORS, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Wealth Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

WALPOLE FINANCIAL ADVISORS, LLC

AUM

$281M

Regulatory assets under management

Employees

Total firm employees

View all advisors at WALPOLE FINANCIAL ADVISORS, LLC →

Services

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Subscription fees

Regulatory

SEC/IARD CRD# 4266275

Firm CRD# 135834

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Jean Albertha Smith offer?

Jean Albertha Smith specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in GOLETA, California for a consultation.

What are Jean Albertha Smith's credentials?

Jean Albertha Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jean Albertha Smith located?

Jean Albertha Smith is based in GOLETA, California, working with WALPOLE FINANCIAL ADVISORS, LLC. Their office serves clients in the GOLETA metropolitan area and surrounding communities.

How does Jean Albertha Smith charge for services?

Jean Albertha Smith's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WALPOLE FINANCIAL ADVISORS, LLC?

WALPOLE FINANCIAL ADVISORS, LLC has approximately 7 employees and manages $281M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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