Unclaimed Profile

Vincent Joseph Whelan

WHELAN FINANCIAL·FRESNO, California

Series 7, Series 24, Series 63Clean record14 years registeredWHELAN FINANCIAL

7700 NORTH PALM AVE. #201, FRESNO, CA 93711-5780CRD# 1900908Firm CRD# 107227

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Vincent Joseph Whelan · FRESNO, CA

Registration

CRD #1900908 · WHELAN FINANCIAL · 14 years registered

Brand Profile

Not yet started

Career History

WHELAN FINANCIAL

May 2012 – present

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Registration record

First registered · May 24, 2012

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WHELAN FINANCIAL

CRD 107227 · SEC 801-40071

AUM

$569M

Regulatory assets under management

Employees

1,373 client accounts

Services offered by WHELAN FINANCIAL

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WHELAN FINANCIAL →

Introduction

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Frequently Asked Questions

What services does Vincent Joseph Whelan offer?

Vincent Joseph Whelan specializes in Financial Planning, Investment Management. Contact their office in FRESNO, California for a consultation.

What are Vincent Joseph Whelan's credentials?

Vincent Joseph Whelan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Vincent Joseph Whelan located?

Vincent Joseph Whelan is based in FRESNO, California, working with WHELAN FINANCIAL. Their office serves clients in the FRESNO metropolitan area and surrounding communities.

How does Vincent Joseph Whelan charge for services?

Vincent Joseph Whelan's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WHELAN FINANCIAL?

WHELAN FINANCIAL has approximately 8 employees and manages $569M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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