Unclaimed Profile

Marshall Patrick Smith

MARK CAPITAL MANAGEMENT INC·FRESNO, California

Series 7, Series 8, Series 63, Series 65Clean record25 years registeredMARK CAPITAL MANAGEMENT INC

6535 N PALM AVE, FRESNO, CA 93704CRD# 874012Firm CRD# 110075

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Marshall Patrick Smith · FRESNO, CA

Registration

CRD #874012 · MARK CAPITAL MANAGEMENT INC · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MARK CAPITAL MANAGEMENT INC

MARK CAPITAL MANAGEMENT INC

Jan 2016 – Dec 2020

FRESNO, CA

MARK CAPITAL MANAGEMENT INC

Nov 2006 – Dec 2015

FRESNO, CA

SMITH & SPRAGUE

Jan 2001 – Dec 2006

FRESNO, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 8

Series 63

Series 65

Registration record

First registered · January 29, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MARK CAPITAL MANAGEMENT INC

CRD 110075 · SEC 801-42152

AUM

$63M

Regulatory assets under management

Employees

450 client accounts

Services offered by MARK CAPITAL MANAGEMENT INC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at MARK CAPITAL MANAGEMENT INC →

Introduction

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Frequently Asked Questions

What services does Marshall Patrick Smith offer?

Marshall Patrick Smith specializes in Investment Management, Wealth Management.

What are Marshall Patrick Smith's credentials?

Marshall Patrick Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Marshall Patrick Smith located?

Marshall Patrick Smith is based in FRESNO, California, last registered with MARK CAPITAL MANAGEMENT INC.

How does Marshall Patrick Smith charge for services?

Marshall Patrick Smith's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MARK CAPITAL MANAGEMENT INC?

MARK CAPITAL MANAGEMENT INC has approximately 1 employees and manages $63M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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