Unclaimed Profile

Isaac Ellsworth Halls

PLAN LIFE & WEALTH MANAGEMENT, INC.·FRESNO, California

Series 7, Series 66Clean record14 years registeredPLAN LIFE & WEALTH MANAGEMENT, INC.

9 E RIVER PARK PL E, SUITE 440, FRESNO, CA 93720-1530CRD# 5985502Firm CRD# 44960

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Isaac Ellsworth Halls · FRESNO, CA

Registration

CRD #5985502 · PLAN LIFE & WEALTH MANAGEMENT, INC. · 14 years registered

Brand Profile

Not yet started

Career History

PLAN FINANCIAL

Nov 2013 – present

AMERIPRISE FINANCIAL SERVICES, INC.

Apr 2012 – Sep 2013

FRESNO, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · April 6, 2012

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PLAN LIFE & WEALTH MANAGEMENT, INC.

CRD 44960 · SEC 801-112596

AUM

$170M

Regulatory assets under management

Employees

768 client accounts

Services offered by PLAN LIFE & WEALTH MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at PLAN LIFE & WEALTH MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Isaac Ellsworth Halls offer?

Isaac Ellsworth Halls specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in FRESNO, California for a consultation.

What are Isaac Ellsworth Halls's credentials?

Isaac Ellsworth Halls is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Isaac Ellsworth Halls located?

Isaac Ellsworth Halls is based in FRESNO, California, working with PLAN LIFE & WEALTH MANAGEMENT, INC.. Their office serves clients in the FRESNO metropolitan area and surrounding communities.

How does Isaac Ellsworth Halls charge for services?

Isaac Ellsworth Halls's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PLAN LIFE & WEALTH MANAGEMENT, INC.?

PLAN LIFE & WEALTH MANAGEMENT, INC. has approximately 6 employees and manages $170M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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