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Alan Randall Goodstein

GOODSTEIN WEALTH MANAGEMENT LLC·ENCINO, California
SIE, Series 7, Series 24, Series 31, Series 51, Series 63Clean record23 years registeredGOODSTEIN WEALTH MANAGEMENT LLC
15760 VENTURA BLVD., SUITE 1520, ENCINO, CA 91436CRD# 2384297Firm CRD# 282910

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Alan Randall Goodstein · ENCINO, CA
Registration
CRD #2384297 · GOODSTEIN WEALTH MANAGEMENT LLC · 23 years registered
Brand Profile
Not yet started
01

Career History

GOODSTEIN WEALTH MANAGEMENT LLC
Apr 2016 – present
CADARET GRANT & CO INC
Apr 2010 – Apr 2016
ENCINO, CA
AFA ADVISOR SERVICES LLC
Mar 2004 – Apr 2010
ENCINO, CA
RAYMOND JAMES FINANCIAL SERVICES
Jan 2003 – Dec 2003
TARZANA, CA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 31
Series 51
Series 63
Registration record
First registered · January 3, 2003
Years registered · 23
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
GOODSTEIN WEALTH MANAGEMENT LLC
CRD 282910 · SEC 801-127449
AUM
$99M
Regulatory assets under management
Employees
3
267 client accounts
Services offered by GOODSTEIN WEALTH MANAGEMENT LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at GOODSTEIN WEALTH MANAGEMENT LLC →
Introduction

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05

Frequently Asked Questions

What services does Alan Randall Goodstein offer?
Alan Randall Goodstein specializes in Financial Planning, Investment Management. Contact their office in ENCINO, California for a consultation.
What are Alan Randall Goodstein's credentials?
Alan Randall Goodstein is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Alan Randall Goodstein located?
Alan Randall Goodstein is based in ENCINO, California, working with GOODSTEIN WEALTH MANAGEMENT LLC. Their office serves clients in the ENCINO metropolitan area and surrounding communities.
How does Alan Randall Goodstein charge for services?
Alan Randall Goodstein's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is GOODSTEIN WEALTH MANAGEMENT LLC?
GOODSTEIN WEALTH MANAGEMENT LLC has approximately 3 employees and manages $99M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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