Unclaimed Profile

Jeremy Michael Stone

NATIONAL PLANNING CORPORATION·EL SEGUNDO, California

SIE, Series 4, Series 7, Series 9, Series 10, Series 24, Series 31, Series 52TO, Series 53, Series 63, Series 66Clean record14 years registeredNATIONAL PLANNING CORPORATION

100 NORTH SEPULVEDA BLVD, EL SEGUNDO, CA 90245CRD# 5000139Firm CRD# 29604

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jeremy Michael Stone · EL SEGUNDO, CA

Registration

CRD #5000139 · NATIONAL PLANNING CORPORATION · 14 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: NATIONAL PLANNING CORPORATION

WELLS FARGO CLEARING SERVICES, LLC

Mar 2020 – Aug 2021

PALM BEACH, FL

NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)

Dec 2015 – Jun 2018

El Segundo, CA

UBS FINANCIAL SERVICES INC.

Sep 2014 – Dec 2015

BOCA RATON, FL

NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)

Sep 2011 – Aug 2014

LOS ANGELES, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 9

Series 10

Series 24

Series 31

Series 52TO

Series 53

Series 63

Series 66

Registration record

First registered · September 23, 2011

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NATIONAL PLANNING CORPORATION

CRD 29604 · SEC 801-41015

Employees

Total firm employees

Services offered by NATIONAL PLANNING CORPORATION

Per Form ADV

Other

View all advisors at NATIONAL PLANNING CORPORATION →

Introduction

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Frequently Asked Questions

What services does Jeremy Michael Stone offer?

Jeremy Michael Stone is a registered financial advisor in EL SEGUNDO, California.

What are Jeremy Michael Stone's credentials?

Jeremy Michael Stone is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jeremy Michael Stone located?

Jeremy Michael Stone is based in EL SEGUNDO, California, last registered with NATIONAL PLANNING CORPORATION.

How does Jeremy Michael Stone charge for services?

Jeremy Michael Stone's firm is compensated through other: no longer providing investment advisory services.. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NATIONAL PLANNING CORPORATION?

NATIONAL PLANNING CORPORATION has approximately 15 employees. The firm is registered with the SEC as an investment adviser.

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